The Chouhan Law Firm, LLC: Atlanta Securities Lawyer
When your advisor wrongfully invests for you, an Atlanta Securities Lawyer can help. Attorneys at the Chouhan Law Firm, LLC provide valuable assistance. Call now!
What Does an Atlanta Securities Attorney Do?
There are various areas of law that an Atlanta securities attorney might practice. One of these areas is corporate law, which includes business transactions, shareholder disputes, and mergers and acquisitions. Another area is securities law, which deals with the regulation of the stock market and investors.
A commercial disputes lawyer may also practice financial services law, which covers a wide range of topics, including banking, insurance, mortgages, and lending. If you are dealing with broker fraud, securing the legal representation of an attorney can help.
What Are Federal Securities Laws?
Federal securities laws are a set of federal statutes and regulations that govern the issuance, trading, and public reporting of stocks, bonds, and other securities. They were enacted on the premise that investors should be able to perform securities transactions with confidence in the integrity of markets.
What Is Meant By Securities Fraud?
Securities fraud is a term that is used to encompass a wide range of financial crimes. Securities fraud can be defined as the use of deception to make a profit.
The Securities and Exchange Commission (SEC) defines securities fraud as using deception to conceal information and, thereby, influence the investment decisions of another.
What Is Securities Litigation?
Securities litigation is a type of civil lawsuit that is filed by shareholders of a company against its directors and officers. The plaintiff in this type of lawsuit is the company’s shareholder. They allege that the company’s directors and officers have acted in violation of their fiduciary duty to the company, its shareholders, or both.
Personal injury litigation can be brought by outstanding lawyers against any or all of the following:
- Investment advisors
If the plaintiff is acting on behalf of themselves and others similarly situated, the lawsuit can be filed on behalf of all shareholders or only one shareholder. The plaintiff can also be an individual or an entity that owns shares on behalf of others.
Retaining the services of a lawyer who has represented clients in securities arbitration can help with a range of legal issues. Contact The Chouhan Law Firm, LLC, to set up an appointment.
Penalties for Securities Fraud
There can be significant penalties associated with a conviction for securities fraud. In addition to civil penalties, criminal penalties can also be imposed.
Fines: A securities fraud fine can range from thousands to millions of dollars depending on the circumstances.
Incarceration: For a conviction of federal securities fraud carries a 25-year maximum prison sentence.
Probation: Probation may also be an option, especially when there was a single fraudulent act or the offense caused no financial loss. The duration of the probation will depend on the circumstances. The typical probation conditions are applicable to probation for securities fraud.
Restitution: The courts often require restitution for securities fraud because investors, employees, clients, or others often incur financial losses as a result of the fraud. Restitution is the repayment of money lost by a person being convicted of securities fraud. Restitution must be paid in addition to fines.
How Can a Local Securities Lawyer Help You?
A qualified corporate attorney who has worked on many high-profile cases over the years knows how to identify risks and pitfalls in your business deal. They can help you take the necessary steps to avoid them.
Experienced Atlanta securities lawyers can help you with matters such as:
Financial disclosure requirements
Skilled Atlanta securities attorneys can help with legal disputes in state and federal courts. For any business matters, corporate governance issues, or securities fraud cases, contact The Chouhan Law Firm, LLC today.